BKM207450 – Definition of banking company: an FCA investment firm that meets the conditions in CTA09/S133H(1B) – HMRC internal manual
CTA09/S133H(1B), (1B), (1C), (1E) A firm will meet the regulatory requirements of the investment banking definition if it is an FCA investment firm that meets the conditions in CTA09/S133H(1B). This…