SEC Adopts New Private Fund Adviser Rules
August 29, 2023 Time to Read: 36 minutes Practices: Asset Management, Regulatory Compliance for Private Funds Printer-Friendly Version The SEC…
SEC Proposes New Requirements for Adviser Oversight of Service Providers | HUB
U.S. Asset Management and Investment Funds Alert Summary On 26 October 2022, the Securities and Exchange Commission (SEC) proposed new Rule 206(4)-11 (the Proposed Rule) under the Investment Advisers Act…